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From Stephen McConnell <mcconn...@apache.org>
Subject [Fwd: [design] Cocoon Blocks 1.1]
Date Sat, 02 Nov 2002 13:22:00 GMT

-------- Original Message --------
Subject: [design] Cocoon Blocks 1.1
Date: Sat, 02 Nov 2002 01:12:09 +0100
From: Stefano Mazzocchi <stefano@apache.org>
Reply-To: cocoon-dev@xml.apache.org
To: Apache Cocoon <cocoon-dev@xml.apache.org>

                             Cocoon Blocks

   author: Stefano Mazzocchi
   status: working draft
   version: 1.1

(see the end of the document for changes from the previous version)

DISCLAIMER: This document must be considered as a working draft and may 
be updated at any time.

  | Part 1: introduction |

A step back: what are the problems we are trying to solve

Cocoon is currently a framework implemented as an application.

A 'framework' is supposed to give services to entities included in it,
while an application is supposed to be executed by a containing

While the above might sound weird at first, this is a very common
situation: an operating system is a framework implemented as an
application run at boot time. At the same time, an application server is
a framework implemented as an application. But even a browser is a
framework implemented as an application.

So, there is no inherently bad design in this concept, *but* the
framework must be implemented in such a way that it's inherently *easy*
to deploy/install/plug-in/connect/attach/inject/link an internal
application that must be executed by the framework.

Cocoon lacks this.

Let me give you an example: I would like to be able to package my stuff
that I wrote to be run *by* cocoon and deploy it on Cocoon, maybe even
at runtime.

The parallel is easily made: servlets and WARs archives. The Servlet API
introduced in a later release the concept of a WAR (Web ARchive) package
that includes all the resources needed for the servlet/jsp-based web
application to run, including libraries, resources, files and

So, the parallel I want to draw is simple:

   WAR (Web ARchive) -> tomcat (or other servlet container)
   COB (COcoon Block) -> cocoon

so, a WAR package is for tomcat what a COB will be for Cocoon.

In very short terms: a way for you to deploy your stuff on Cocoon
without hassle (including special libraries, resources and what not).

Are we really cloning the servlet API?

Many people from the pure J2EE world (even Apache people) believe that
Cocoon is just an attempt to rewrite the servlet API for XML. In a sense
it's true: the servlet API wasn't designed for pipelines and the
deployment descriptor wasn't designed for serious URI space mapping.

So, while the Servlet API introduces components (servlets and filters)
that are based on streams of bytes/chars, Cocoon introduces components
designed to be part of a pipeline [since 1997 I thought about a way to
allow servlet chaining to be feasible, that is probably what triggered
the idea of pipeline components for Cocoon].

Anyway, looking at this parallel, Cocoon really lacks a way to make its
applications deployed easily within a 'naked' container that includes
only the basic and default machinery.

                                    - o -

I'm pretty sure that if I stopped here and went on describing the schema
of the COB descriptor file and so on, people would love it, thank me,
run to their boss to tell them and blah blah.

Sure, we could stop here, we could clone the WAR concept inside Cocoon,
allow you to deploy your stuff and you won't be missing anything.

But there are two things that the servlet API architects didn't consider
(not even myself at that time since I was part of that group):
polymorphism and inheritance.

Applying Avalon COP philosophy over again

If you ever worked with Avalon, you know the feeling: at first it doesn't
make any sense at all. It's a mess of stupid and very abstract
interfaces... but after a while, a pattern emerges and it sticks.

Some might think that Avalon (probably Cocoon itself) includes infecting
'memes' and I agree. [Look up the name on google if you don't know what
I'm talking about]

Once you start using COP (component oriented programming), it's very
hard to go back (so much so that many abuse it and over-componentize
their systems... even Cocoon itself suffers from this problem on some

COP is based on IoC (Inversion of Control) and SoC (Separation of
Concerns) [for those who still don't know about them!] and while the
servlet API makes extensive use of the IoC metapattern, SoC doesn't play
a clear and defined role (they tried to patch it with RequestDispatcher,
which is the biggest hack I ever seen, I even voted against it but I was

Anyway, if the servlet API, internally, show use of IoC and SoC,
externally, from the WAR point of view, there is *absolutely* no notion
of it: a WAR is a package that includes a single and isolated

Period. That's it. There are many mechanism that enforce the clear
separation between different WARs. So, they implement monolithic web
applications and this is *by design*.

Improvement #1: component-oriented deployment

Let me give you a possible use-case scenario.

Let us suppose that we implement WAR-like package deployment on top of 
Cocoon and that your application requires both PDF serialization and 
SVG->PNG rasterization.

Then, you implement another cocoon web application and you still require 
PDF generation.

Unfortunatley, since WAR-like installation isolates the packages and 
their classloaders, you have to install the PDF serialization libraries 

Thus the idea of blocks as units of deployable service. Here is a picture:

  case 1: WAR-like deployment

    +----------------+  +--------------------+
    |       +-------+|  |+-----+    +-------+|
    |       |  FOP  ||  || FOP |    | Batik ||
    |       +-------+|  |+-----+    +-------+|
    |                |  |                    |
    |    webapp1     |  |      webapp2       |
    +----------------+  +--------------------+

  case 2: block-like deployment

           +-----+  +-------+
           | FOP |  | Batik |
           +-----+  +-------+
              |   \    |
              |    \   |
       +---------+  +---------+
       | webapp1 |  | webapp2 |
       +---------+  +---------+

The second case allows:

  - optimization of resources (libraries are not deployed more than needed)

  - separate distributions (different packages can be prepared and 
maintained by different groups independently, as long as the service 
contracts remain the same)

Improvement #2: polymorphic behavior

The above solution already improves on the WAR model, but we can do 
better than this. Another use-case scenario:

In the previous scenario, your web application required PDF 
serialization and, in fact, it mixes concerns if it depends *explicitly* 
on FOP since, later on, you might want to use another library/service 
that implements the same (for example iText or RenderX).

So, instead of depending on a particular *implementation* of a service 
behavior, if we make blocks depending on *behaviors* directly 
(considered as service contracts) we can implement polymorphic behavior 
of blocks.

Again, let's visualize it:

case 1: dependency on implementation

           +-----+  +-------+
           | FOP |  | Batik |
           +-----+  +-------+
              |   \    |
              |    \   |
       +---------+  +---------+
       | webapp1 |  | webapp2 |
       +---------+  +---------+

case 2: dependency on behavior

      +-----------+ +-----------+
      |  +-----+  | | +-------+ |
      |  | FOP |  | | | Batik | |
      |  +-----+  | | +-------+ |
      |  FO->PDF  | | SVG->PNG  |
      +-----------+ +-----------+
              |   \    |
              |    \   |
       +---------+  +---------+
       | webapp1 |  | webapp2 |
       +---------+  +---------+

Here, the webapp1 requires "fo-pdf" serialization services but it does 
not care (nor should!) which implementation of this service is actually 
located into the system.

It is, in fact, the installer's concern to indicate *what* block that 
*implements* that behavior should be used in that system at that time.

Note that this allows several very intersting things:

1) versioning: it is possible install several different versions of the 
same block and try them out (even at runtime) and roll-back if the 
version creates incompatibilities without having to change anything in 
the blocks, but only using the block manager (which is the part of 
cocoon responsible for deployment and configuration of blocks in the 

2) polymorphism: I can have different implementations of the same 
behavior and I can switch them simply by acting on the block manager, 
without having to touch a single configuration line in any block. The 
blocks are, in fact, sealed.

Improvement #3: block inheritance

The third step is to allow blocks to extends other blocks.

The idea is to be able to wrap a block with another one, creating an 
'overloading' mechanism similar to the one used by OOP inheritance where 
methods are 'fall back' to the extended class if the extending class 
doesn't implement them.

Let us supposed we have the following block (very simple):

   block A implements http://mystuff.org/skin/1.1


and let us suppose that we want to change the look and feel of that 
block. The first two stylesheets provide simply a way to adapt from more 
specific markup to the Document DTD. So, my block would need to change 
only the last two resources 'document2html.xslt' and 'logo.gif'.

The best solution is to allow my block to explicitly "extend" that block 
and inherits the resources that it doesn't contain.

  block b extends block a


but then block B still is considered implementing behavior 
http://mystuff.org/skin/1.1 because the rest is inherited.

This mainly:

  - reduces block development and maintanance costs because changes and 
bugfixes are directly inherited by all the extending blocks, thus 
allowing better SoC between the two groups mainaining the different blocks

  - easy customization: blocks can be adapted for personal specific 
needs simply with a wrapper around and without the need to repackaging.


  | Part 2: technical details |

Ok. Now that we have described where we want to go, let's describe how.

Cocoon Blocks

A Cocoon block is a zipped archive, just like JARs and WARs.

The suggested extension of a cocoon block is ".cob" (for COcoon Block).

The suggested MIME type is "application/x-cocoon-block".

A Cocoon Block (COB from now on) includes a directory called


which contains all the block metadata and the resources that must not be
directly referentiable from other blocks (for example, jars, classes or
file resources made available thru the classloader). The directories


are used for classes and jar files. [This follows the WAR paradigm]

The main COB descriptor file is found at


This file contains markup with a cob-specific namespace and will include 
the following information:

  1) block implementation metadata:
      - unique URI identifier [this identifier will also be used as an 
address on where to locate the block and how to download it from the 
web!] (example: http://mystuff.org/dist/myblock-1.5.34.cob)
      - version (1.5.34)
      - short name (My Block)
      - description
      - author
      - URI of license (http://mystuff.org/dist/license)
      - URI of the distribution location 
      - ???

  2) role(s):
      the URI(s) of the behavioral role(s) this block implements
      and exposes [optional]

  3) dependencies:
      the URI(s) of the behavioral roles this block expects,
      along with the prefixes used by the block as shortcuts in protocol
      resolving (see below for the meaning of this) [optional]

  4) inheritance:
      the URI of the block extended. [optional]

  5) sitemap:
      the location inside the block file space of the sitemap
      [optional, if not found defaults to '/sitemap.xmap']

  6) configurations:
      the configurations required for this block to function [optional]

Also, the /BLOCK-INF/ directory contains the 'roles' file for Avalon


Possible use-case scenario

Suppose you have your naked cocoon running in your favorite servlet
container, and you want to deploy myblock.cob. Here is a possible
sequence of actions on an hypotetical web interface on top of Cocoon
(a-la Tomcat Manager)

  1) upload the myblock.cob to Cocoon

  2) Cocoon scans /BLOCK-INF/, reads block.xml and finds out the 
behaviors this block depends on as well as the block that it extends.

  3) the block manager connects to the uber "Cocoon Block Librarian" web 
service (hosted probably on cocoon.apache.org) and asks for the list of 
blocks that exhibit that required behavior.

  4) the librarian returns a list of those blocks, so the users chooses,
or the manager allows the user to deploy its own block that implements
the required behavior or to reuse those already deployed blocks that 
implement the required behaviors.

  5) Cocoon checks that all dependencies are met, then unpacks and 
installs the blocks

  6) For each block that exposes a sitemap, the deployment manager asks
the deploying user where he/she wants to *mount* that block in the
managed URI space or if he/she wants to keep them internal only (thus 
only available to the other blocks, but not mounted on the public URI space)

  7) for each block that requires installation-time configurations, the 
block manager will present the user information on how to configure the 

  8) If no collisions in the URI spaces are found, the blocks are made
available for servicing.

Resource dereferencing

Security concerns aside, the above scenario shows one major issue:
blocks are managed, deployed and mounted by the container. There is (and
there should not be) a way for a block to directly access another block
because this would ruin IoC.

So, one block doesn't know where the blocks it depends on are located,
both on disk *and* on the URI space as well.

The proposed solution is to use block-specific protocols to identify the
dereferenced resources.

For example, the myblock.cob/sitemap.xmap file could contain a global
matcher which works like this:


please note the


which indicates

  block -> use the block protocol

  skin -> use the 'skin' prefix to lookup the block behavior URI and thus
the block which implements it for this block (the block manager knows

  /stylesheets/document2html.xslt -> it will ask the sitemap of the skin 
block to produce that resource.

Dereferencing navigation

Not only a sitemap needs to connect to the resources contained in the
blocks on which the block depends on, but the resulting pages as well.

In fact, suppose you have a block that exposes a web service and another
one that exposes a web application that wraps that web service. For
sure, the generated web page will have to have a URI to connect to that
service, since it's the client's browser that makes the call (unless we
want to virtualize everything thru the sitemaps, but I wouldn't suggest

So, a possible solution is to use the "block:" protocol in the pages as
well and have a URI-mapping transformer right before the serialization

For example, things like


is trasnformed into


Some design decision taken


I thought a lot about it but I think that having 'behavior description
languages' (such as the WSDL-equivalent for blocks) is going to be
terribly complicated, expensive to implement and hard to use and
enforce, even for simple blocks which don't expose a sitemap and are
just repositories for informations.

For this reason, there is no validation taking place: if a block
implements a particular behavior and exposes it thru its descriptor
file, Cocoon automatically assume it implements the behavior correctly.

In the future, we might think of adding a behavior description layer to
enforce a little more validation, but I fear the complexity (for
example) of validating stylesheets against a particular required

IMO, only human try/fail and patching will allow interoperability.


The behavior URI *MUST* terminate with a /x.y that indicates the
major.minor version of the behavior that a block implements.

On dependencies, each block must be able to specify the 'ranges' of
versioning that it is known to work with. For example


But I haven't really thought about the patterns that could be used for

Please, help on this.


Even I don't think anybody is stupid enough to use a single Cocoon
instance to run a full ISP and ask for sandboxing of the single blocks,
cross-block security is a big concern, expecially since you might be
deploying components on the fly in a binary format.

So, first thing is to protect the /BLOCK-INF/ directory.

The second thing is to wrap each block with its own classloader,
connected to the block dependency map, so that each class discovery is
done only on the class space of the dependent blocks.

[NOTE: this doesn't prevent people from using blocks as trojans, but we
won't host blocks which don't come with the source code so we solve that


The cocoon manager might be a block itself that connects to specific
cocoon internals and provides a web interface for it. So, it can be
removed or disabled when put on production.

Also, the feature of automatic discovery of blocks thru the 'cocoon
block library' can be turned off or substituted with its own (even the
'cocoon block library' could be a block, so you could have your own
block library on your system instead of connecting to the apache one).


The block.xml file makes it *optional* to expose behaviors or to depend
on them. This allows the COP model to nicely downgrade to the good old
single-archive WAR paradigm for those who don't care about block

                                  - o -


I think I have exposed a detailed plan on how to implement blocks and
solve a number of issues we are having:

  1) allow users to 'compose' Cocoon only with those modules they need
  2) allow users to easily deploy their stuff on cocoon
  3) allow users to easily reuse web applications components without
sacrificing coherence, interoperability and easy extensibility
  4) allow users to be helped by Cocoon to 'fill the gaps' and be
suggested on what components is best required and feed it automatically
(apt-get like)
  5) allow the Cocoon communities to clearly separate concerns between
the core and the application-level stuff, thus allowing the cocoon 
community to really scale by massive development parallelization
  6) allows, for the first time in the history of the web, to use
polymorphism, inheritence and COP at a web application level.


I would like to thank Giacomo Pati and Carsten Ziegler for their great 
contribution and precious feedback.

Changes from version 1.0

- added the concept of block inheritance
- wrote a scenario for introduction of the COB model as an evolution of 
the WAR model.
- added configurations to blocks
- changed block.info and blocks.roles into block.xml and roles.xml
- removed issues already identified by the first round of design


  1) blocks should allow to depend on 'ranges' of behavior versions. 
Let's try to come up with a way to describe those ranges effectively.

  2) the block manager should present the user with a form on how to 
configure the block, thus the block should contain enough configuration 
metadata (default values, valid entries, ect..) to tell the block 
manager how to create the form to present. Should we use RDF for this or 
schemas are good enough?

  3) Which avalon container should we use since the one we currently use 
(ECM) is not powerful enough? is there already a container which is 
powerful enough to handle our needs as described here? if not, what do 
we do? we implement our own or work with the avalon people to fix theirs 
to meet our needs?

  4) how do we implement the block manager? should it be a comman line 
interface or a web interface, or both? what about security?

  5) the 'uber library of cocoon blocks'. Where do we host it? how to we 
manage it? How do we provide the block discovery web service? which 
technology do we use: SOAP or REST?

  6) should we "digitally sign" our blocks? if so, how?

Stefano Mazzocchi                               

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Stephen J. McConnell

digital products for a global economy

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